Explain how the culture of a firm and accountability of those within it, result in an effective approach to risk management.

b) In determining the exposure to AML/CTF
risk, in any regulated firm, the governance framework and culture within the
firm is integral to effective management of any potential risk. Explain how the
culture of a firm and accountability of those within it, result in an effective
approach to risk management.
30 marks

https://www.oecd.org /daf/ca/Corporate-Governance-BusinessIntegrity-2015.pdf
https://go.oceg.org/grc-capability-model-red-book

http://www2.deloitte.com/content/dam/deloitte/ca/documents/risk/ca-integrated-risk-management-report-aoda-pov-en.pdf

https://www.int-comp.org/insight/2018/august/28/the-fundamentals-of-integrity/

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